{"id":5810,"date":"2024-10-05T20:52:48","date_gmt":"2024-10-05T12:52:48","guid":{"rendered":"https:\/\/oam-global.com\/hong-kong-capital-market-regulation-compliance-environment-for-trust\/"},"modified":"2024-10-18T11:59:11","modified_gmt":"2024-10-18T03:59:11","slug":"hong-kong-capital-market-regulation-compliance-environment-for-trust","status":"publish","type":"post","link":"https:\/\/oam-global.com\/zh-hans\/hong-kong-capital-market-regulation-compliance-environment-for-trust\/","title":{"rendered":"\u9999\u6e2f\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\uff1a\u4fe1\u6258\u7684\u5408\u89c4\u73af\u5883"},"content":{"rendered":"\n

\u9999\u6e2f\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\uff1a\u4fe1\u6258\u57fa\u91d1\u548c\u6295\u8d44\u7684\u5408\u89c4\u73af\u5883<\/strong><\/p>\n\n\n\n

\"\"<\/figure>\n\n\n\n

\u9999\u6e2f\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\uff1a\u4fe1\u6258\u57fa\u91d1\u548c\u6295\u8d44\u7684\u5408\u89c4\u73af\u5883<\/strong><\/p>\n\n\n\n

\u4f5c\u4e3a\u4e9a\u6d32\u7684\u4e00\u4e2a\u91cd\u8981\u91d1\u878d\u4e2d\u5fc3\uff0c\u9999\u6e2f\u4e0d\u4ec5\u4ee5\u5176\u56fd\u9645\u5316\u7684\u8d44\u672c\u5e02\u573a\u800c\u95fb\u540d\uff0c\u8fd8\u4ee5\u5176\u5f3a\u5927\u4e14\u900f\u660e\u7684\u76d1\u7ba1\u6846\u67b6\u786e\u4fdd\u5e02\u573a\u7684\u7a33\u5b9a\u6027\u548c\u5438\u5f15\u529b\u3002\u5bf9\u4e8e\u6295\u8d44\u8005\u800c\u8a00\uff0c\u4e86\u89e3\u9999\u6e2f\u7684\u8d44\u672c\u5e02\u573a\u6cd5\u89c4\u5c24\u4e3a\u91cd\u8981\uff0c\u5c24\u5176\u662f\u5728\u4fe1\u6258\u57fa\u91d1<\/strong>\u548c\u5176\u4ed6\u6295\u8d44\u5de5\u5177\u65b9\u9762\uff0c\u5408\u89c4\u6027\u548c\u900f\u660e\u5ea6\u662f\u786e\u4fdd\u8d44\u672c\u5b89\u5168\u7684\u5173\u952e\u3002<\/p>\n\n\n\n

    \n
  1. \u9999\u6e2f\u7684\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\u6846\u67b6<\/strong><\/li>\n<\/ol>\n\n\n\n

    \u9999\u6e2f\u7684\u8d44\u672c\u5e02\u573a\u7531\u9999\u6e2f\u91d1\u878d\u7ba1\u7406\u5c40\uff08HKMA\uff09<\/strong>\u548c\u8bc1\u5238\u53ca\u671f\u8d27\u4e8b\u52a1\u76d1\u5bdf\u59d4\u5458\u4f1a\uff08SFC\uff09<\/strong>\u5171\u540c\u76d1\u7ba1\uff0c\u4ee5\u786e\u4fdd\u5e02\u573a\u900f\u660e\u5ea6\u3001\u8bda\u4fe1\u548c\u516c\u5e73\u4ea4\u6613\u3002<\/p>\n\n\n\n

      \n
    • \u9999\u6e2f\u91d1\u878d\u7ba1\u7406\u5c40\uff08HKMA\uff09<\/strong>\uff1a\u4f5c\u4e3a\u9999\u6e2f\u7684\u4e8b\u5b9e\u4e0a\u7684\u4e2d\u592e\u94f6\u884c\uff0cHKMA \u8d1f\u8d23\u7ef4\u6301\u8d27\u5e01\u548c\u94f6\u884c\u7a33\u5b9a\uff0c\u5e76\u76d1\u7763\u5916\u6c47\u5e02\u573a\u548c\u94f6\u884c\u4f53\u7cfb\u3002<\/li>\n\n\n\n
    • \u8bc1\u5238\u53ca\u671f\u8d27\u4e8b\u52a1\u76d1\u5bdf\u59d4\u5458\u4f1a\uff08SFC\uff09<\/strong>\uff1aSFC \u662f\u76d1\u7ba1\u9999\u6e2f\u8d44\u672c\u5e02\u573a\u7684\u4e3b\u8981\u673a\u6784\uff0c\u8d1f\u8d23\u8bc1\u5238\u3001\u671f\u8d27\u3001\u8d44\u4ea7\u7ba1\u7406\u548c\u91d1\u878d\u4e2d\u4ecb\u3002SFC \u5728\u76d1\u7ba1\u4fe1\u6258\u57fa\u91d1\u65b9\u9762\u53d1\u6325\u5173\u952e\u4f5c\u7528\uff0c\u8bbe\u5b9a\u4e25\u683c\u7684\u89c4\u5219\u548c\u6807\u51c6\u4ee5\u4fdd\u62a4\u6295\u8d44\u8005\u7684\u5229\u76ca\u3002<\/li>\n<\/ul>\n\n\n\n
        \n
      1. \u9999\u6e2f\u4fe1\u6258\u57fa\u91d1\u7684\u6cd5\u5f8b\u548c\u76d1\u7ba1\u6846\u67b6<\/strong><\/li>\n<\/ol>\n\n\n\n

        \u5728\u9999\u6e2f\uff0c\u4fe1\u6258\u57fa\u91d1\u7684\u76d1\u7ba1\u4e3b\u8981\u7531 SFC \u8d1f\u8d23\u3002\u4e3a\u786e\u4fdd\u4fe1\u6258\u57fa\u91d1\u7684\u5408\u6cd5\u8fd0\u8425\u5e76\u4fdd\u62a4\u6295\u8d44\u8005\uff0c\u9999\u6e2f\u5bf9\u4fe1\u6258\u57fa\u91d1\u7684\u7ba1\u7406\u3001\u8bbe\u7acb\u548c\u8fd0\u8425\u6709\u660e\u786e\u7684\u6cd5\u5f8b\u8981\u6c42\u3002\u4e3b\u8981\u76d1\u7ba1\u89c4\u5219\u5305\u62ec\uff1a<\/p>\n\n\n\n

          \n
        • \u5355\u4f4d\u4fe1\u6258\u548c\u4e92\u60e0\u57fa\u91d1\u5b88\u5219<\/strong>\uff1a\u8be5\u5b88\u5219\u662f\u4fe1\u6258\u57fa\u91d1\u7ba1\u7406\u7684\u4e3b\u8981\u6807\u51c6\uff0c\u6982\u8ff0\u4e86\u64cd\u4f5c\u6307\u5357\u3001\u57fa\u91d1\u7ecf\u7406\u7684\u804c\u8d23\u4ee5\u53ca\u6295\u8d44\u8005\u4fdd\u62a4\u63aa\u65bd\u3002\u8be5\u5b88\u5219\u8981\u6c42\u57fa\u91d1\u8d44\u4ea7\u5fc5\u987b\u7531\u72ec\u7acb\u7684\u4fdd\u7ba1\u4eba\u7ba1\u7406\uff0c\u5e76\u5bf9\u62ab\u9732\u3001\u6295\u8d44\u9650\u5236\u548c\u6d41\u52a8\u6027\u7ba1\u7406\u8bbe\u5b9a\u4e25\u683c\u6307\u5357\u3002<\/li>\n\n\n\n
        • \u4fdd\u7ba1\u4eba\u548c\u7ba1\u7406\u8005\u8981\u6c42<\/strong>\uff1a\u4fe1\u6258\u57fa\u91d1\u7684\u4fdd\u7ba1\u4eba\u5fc5\u987b\u662f SFC \u6279\u51c6\u7684\u91d1\u878d\u673a\u6784\uff0c\u4ee5\u786e\u4fdd\u8d44\u4ea7\u5b89\u5168\u3002\u57fa\u91d1\u7ecf\u7406\u5fc5\u987b\u6301\u6709\u76f8\u5173\u8bb8\u53ef\u8bc1\uff0c\u5e76\u53d7\u5230 SFC \u7684\u6301\u7eed\u76d1\u7ba1\u3002<\/li>\n\n\n\n
        • \u900f\u660e\u5ea6\u548c\u62ab\u9732<\/strong>\uff1a\u9999\u6e2f\u7684\u4fe1\u6258\u57fa\u91d1\u5fc5\u987b\u63d0\u4f9b\u8be6\u7ec6\u7684\u516c\u5f00\u4fe1\u606f\uff0c\u5305\u62ec\u5176\u6295\u8d44\u7b56\u7565\u3001\u8d39\u7528\u7ed3\u6784\u548c\u6f5c\u5728\u98ce\u9669\u3002\u57fa\u91d1\u7ecf\u7406\u9700\u5b9a\u671f\u63d0\u4f9b\u4e1a\u7ee9\u62a5\u544a\uff0c\u4ee5\u786e\u4fdd\u6295\u8d44\u8005\u5145\u5206\u4e86\u89e3\u5176\u6295\u8d44\u60c5\u51b5\u3002<\/li>\n<\/ul>\n\n\n\n
            \n
          1. \u6295\u8d44\u8005\u4fdd\u62a4\u673a\u5236<\/strong><\/li>\n<\/ol>\n\n\n\n

            \u9999\u6e2f\u7684\u76d1\u7ba1\u6846\u67b6\u975e\u5e38\u91cd\u89c6\u6295\u8d44\u8005\u4fdd\u62a4\u3002\u9488\u5bf9\u4fe1\u6258\u57fa\u91d1\u548c\u5176\u4ed6\u6295\u8d44\u4ea7\u54c1\uff0c\u76d1\u7ba1\u673a\u6784\u5b9e\u65bd\u4e00\u7cfb\u5217\u63aa\u65bd\u4ee5\u4fdd\u969c\u6295\u8d44\u8005\u6743\u76ca\uff1a<\/p>\n\n\n\n

              \n
            • \u516c\u5e73\u4ea4\u6613\u548c\u5e02\u573a\u8bda\u4fe1<\/strong>\uff1aSFC \u81f4\u529b\u4e8e\u6253\u51fb\u5e02\u573a\u64cd\u7eb5\u548c\u5185\u5e55\u4ea4\u6613\uff0c\u4ee5\u786e\u4fdd\u6240\u6709\u6295\u8d44\u8005\u90fd\u80fd\u5728\u516c\u5e73\u7684\u4ea4\u6613\u73af\u5883\u4e2d\u53c2\u4e0e\u3002<\/li>\n\n\n\n
            • \u9002\u5f53\u6027\u8981\u6c42<\/strong>\uff1a\u91d1\u878d\u673a\u6784\u5fc5\u987b\u786e\u4fdd\u4ed6\u4eec\u6240\u9500\u552e\u7684\u4ea7\u54c1\uff0c\u4f8b\u5982\u4fe1\u6258\u57fa\u91d1\uff0c\u9002\u5408\u6295\u8d44\u8005\u7684\u98ce\u9669\u627f\u53d7\u80fd\u529b\u548c\u6295\u8d44\u76ee\u6807\u3002\u8be5\u8981\u6c42\u4fdd\u62a4\u6295\u8d44\u8005\u514d\u4e8e\u8d2d\u4e70\u4e0e\u5176\u8d22\u52a1\u76ee\u6807\u4e0d\u7b26\u7684\u9ad8\u98ce\u9669\u4ea7\u54c1\u3002<\/li>\n<\/ul>\n\n\n\n
                \n
              1. \u6295\u8d44\u4e0e\u4fe1\u6258\u57fa\u91d1\u7684\u8de8\u5883\u76d1\u7ba1<\/strong><\/li>\n<\/ol>\n\n\n\n

                \u968f\u7740\u5168\u7403\u8d44\u672c\u5e02\u573a\u65e5\u76ca\u878d\u5408\uff0c\u9999\u6e2f\u7684\u91d1\u878d\u5e02\u573a\u4e0e\u5176\u4ed6\u5730\u533a\u7d27\u5bc6\u76f8\u8fde\u3002\u9999\u6e2f\u7684\u4fe1\u6258\u57fa\u91d1\u4e0d\u4ec5\u670d\u52a1\u4e8e\u672c\u5730\u6295\u8d44\u8005\uff0c\u8fd8\u5438\u5f15\u5927\u91cf\u56fd\u9645\u6295\u8d44\u8005\u3002\u5bf9\u4e8e\u8de8\u5883\u6295\u8d44\u8005\uff0c\u9999\u6e2f\u63d0\u4f9b\u591a\u79cd\u673a\u5236\u4ee5\u4fc3\u8fdb\u4ed6\u4eec\u53c2\u4e0e\u8d44\u672c\u5e02\u573a\uff1a<\/p>\n\n\n\n

                  \n
                • \u80a1\u7968\u4e92\u8054\u4e92\u901a\u673a\u5236\uff08\u6caa\u6e2f\u901a\u548c\u6df1\u6e2f\u901a\uff09<\/strong>\uff1a\u8fd9\u4e9b\u673a\u5236\u5141\u8bb8\u5185\u5730\u548c\u9999\u6e2f\u6295\u8d44\u8005\u5728\u5f7c\u6b64\u7684\u80a1\u5e02\u8fdb\u884c\u6295\u8d44\uff0c\u4e3a\u8de8\u5883\u6295\u8d44\u63d0\u4f9b\u900f\u660e\u7684\u76d1\u7ba1\u6846\u67b6\u3002<\/li>\n\n\n\n
                • \u4e0e\u56fd\u9645\u6807\u51c6\u7684\u5bf9\u63a5<\/strong>\uff1a\u9999\u6e2f\u7684\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\u6807\u51c6\u4e0e\u56fd\u9645\u57fa\u51c6\u5bf9\u63a5\uff0c\u5c24\u5176\u662f\u5728\u4fe1\u6258\u57fa\u91d1\u7ba1\u7406\u548c\u5408\u89c4\u65b9\u9762\uff0c\u9075\u5faa\u5168\u7403\u91d1\u878d\u76d1\u7ba1\u673a\u6784\u5982 IOSCO \u7684\u8981\u6c42\u3002\u8fd9\u79cd\u56fd\u9645\u5bf9\u63a5\u589e\u5f3a\u4e86\u6295\u8d44\u8005\u5bf9\u9999\u6e2f\u5e02\u573a\u7684\u4fe1\u5fc3\u3002<\/li>\n<\/ul>\n\n\n\n
                    \n
                  1. \u6295\u8d44\u9999\u6e2f\u4fe1\u6258\u57fa\u91d1\u7684\u4f18\u52bf<\/strong><\/li>\n<\/ol>\n\n\n\n
                      \n
                    • \u5f3a\u5927\u7684\u76d1\u7ba1\u73af\u5883<\/strong>\uff1a\u9999\u6e2f\u6210\u719f\u7684\u8d44\u672c\u5e02\u573a\u6cd5\u89c4\u548c\u4fe1\u6258\u57fa\u91d1\u7ba1\u7406\u6807\u51c6\u4f7f\u5176\u6210\u4e3a\u5168\u7403\u6295\u8d44\u8005\u7684\u9996\u9009\u3002\u4e25\u683c\u7684\u6cd5\u5f8b\u6846\u67b6\u548c\u9ad8\u6548\u7684\u76d1\u7ba1\u673a\u5236\u964d\u4f4e\u4e86\u4fe1\u6258\u57fa\u91d1\u6295\u8d44\u8005\u7684\u98ce\u9669\u3002<\/li>\n\n\n\n
                    • \u900f\u660e\u4e14\u9ad8\u6548\u7684\u5e02\u573a<\/strong>\uff1a\u9999\u6e2f\u5e02\u573a\u900f\u660e\u5ea6\u9ad8\uff0c\u4fe1\u6258\u57fa\u91d1\u7ba1\u7406\u4e13\u4e1a\uff0c\u6295\u8d44\u8005\u53ef\u4ee5\u83b7\u53d6\u51c6\u786e\u7684\u5e02\u573a\u4fe1\u606f\u5e76\u505a\u51fa\u660e\u667a\u7684\u6295\u8d44\u51b3\u7b56\u3002<\/li>\n\n\n\n
                    • \u56fd\u9645\u6295\u8d44\u5e73\u53f0<\/strong>\uff1a\u9999\u6e2f\u7684\u8d44\u672c\u5e02\u573a\u4e0e\u5176\u4ed6\u4e3b\u8981\u5e02\u573a\u65e0\u7f1d\u8fde\u63a5\uff0c\u63d0\u4f9b\u591a\u6837\u5316\u7684\u6295\u8d44\u673a\u4f1a\u3002\u4f5c\u4e3a\u5168\u7403\u79bb\u5cb8\u4eba\u6c11\u5e01\u4e2d\u5fc3\uff0c\u9999\u6e2f\u8fd8\u4e3a\u5bf9\u4eba\u6c11\u5e01\u8ba1\u4ef7\u8d44\u4ea7\u611f\u5174\u8da3\u7684\u6295\u8d44\u8005\u63d0\u4f9b\u72ec\u7279\u673a\u4f1a\u3002<\/li>\n<\/ul>\n\n\n\n

                      \u7ed3\u8bba<\/strong><\/p>\n\n\n\n

                      \u9999\u6e2f\u7684\u8d44\u672c\u5e02\u573a\u5728\u5f3a\u5927\u76d1\u7ba1\u6846\u67b6\u7684\u652f\u6301\u4e0b\uff0c\u4e3a\u4fe1\u6258\u57fa\u91d1\u6295\u8d44\u8005\u63d0\u4f9b\u4e86\u5b89\u5168\u3001\u900f\u660e\u548c\u9ad8\u6548\u7684\u73af\u5883\u3002\u9999\u6e2f\u5728\u5168\u7403\u8d44\u672c\u5e02\u573a\u4e2d\u7684\u5730\u4f4d\uff0c\u52a0\u4e0a\u5176\u5bf9\u56fd\u9645\u6807\u51c6\u7684\u9075\u5faa\uff0c\u4f7f\u4fe1\u6258\u57fa\u91d1\u6210\u4e3a\u5bfb\u6c42\u8d22\u5bcc\u589e\u957f\u548c\u8d44\u4ea7\u4fdd\u62a4\u7684\u6295\u8d44\u8005\u7684\u7406\u60f3\u5de5\u5177\u3002\u5bf9\u4e8e\u5168\u7403\u548c\u672c\u5730\u6295\u8d44\u8005\u800c\u8a00\uff0c\u9999\u6e2f\u7684\u4fe1\u6258\u57fa\u91d1\u5e02\u573a\u5448\u73b0\u51fa\u4e30\u5bcc\u7684\u673a\u4f1a\uff0c\u5177\u5907\u957f\u671f\u7a33\u5b9a\u56de\u62a5\u7684\u6f5c\u529b\u3002<\/p>\n\n\n\n

                      \n\n\n\n

                      \u514d\u8d23\u58f0\u660e<\/strong> \u672c\u6587\u4ec5\u4f9b\u4e00\u822c\u4fe1\u606f\u53c2\u8003\uff0c\u672a\u7ecf\u8fc7\u72ec\u7acb\u9a8c\u8bc1\u4ee5\u786e\u4fdd\u5176\u51c6\u786e\u6027\u548c\u516c\u6b63\u6027\u3002\u672c\u6587\u4e0d\u6784\u6210OAM Global\u6216\u5176\u4efb\u4f55\u9644\u5c5e\u516c\u53f8\u7684\u5efa\u8bae\u6216\u63a8\u8350\u3002\u8bf7\u54a8\u8be2\u60a8\u81ea\u5df1\u7684\u4e13\u4e1a\u987e\u95ee\uff0c\u4ee5\u4e86\u89e3\u4efb\u4f55\u6295\u8d44\u4ea7\u54c1\/\u8bc1\u5238\/\u5de5\u5177\u662f\u5426\u9002\u5408\u60a8\u7684\u6295\u8d44\u76ee\u6807\u3001\u8d22\u52a1\u72b6\u51b5\u548c\u7279\u5b9a\u9700\u6c42\u3002\u6ca1\u6709\u4efb\u4f55\u9648\u8ff0\u3001\u4fdd\u8bc1\u6216\u5176\u4ed6\u3002<\/sub><\/p>\n","protected":false},"excerpt":{"rendered":"

                      \u9999\u6e2f\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\uff1a\u4fe1\u6258\u57fa\u91d1\u548c\u6295\u8d44\u7684\u5408\u89c4\u73af\u5883 \u9999\u6e2f\u8d44\u672c\u5e02\u573a\u76d1\u7ba1\uff1a\u4fe1\u6258\u57fa\u91d1\u548c\u6295\u8d44\u7684\u5408\u89c4\u73af\u5883 \u4f5c\u4e3a\u4e9a\u6d32\u7684\u4e00\u4e2a\u91cd\u8981\u91d1\u878d […]<\/p>\n","protected":false},"author":3,"featured_media":5594,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[20],"tags":[],"class_list":["post-5810","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog-zh-hans"],"_links":{"self":[{"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/posts\/5810","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/users\/3"}],"replies":[{"embeddable":true,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/comments?post=5810"}],"version-history":[{"count":4,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/posts\/5810\/revisions"}],"predecessor-version":[{"id":6672,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/posts\/5810\/revisions\/6672"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/media\/5594"}],"wp:attachment":[{"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/media?parent=5810"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/categories?post=5810"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/oam-global.com\/zh-hans\/wp-json\/wp\/v2\/tags?post=5810"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}